JEFFERIES BACHE LIMITED

Company number 00512397 ·

Liquidation

16 charges registered

Charge 16

Registered 2014-07-11 Satisfied

JPMORGAN CHASE BANK, N.A. (THE SECURITY TRUSTEE)

Charge 15

Registered 2014-03-25 Satisfied

EUREX CLEARING AKTIENGESELLSCHAFT

Charge 14

Registered 2011-10-04 Satisfied

JPMORGAN CHASE BANK, N.A.

US LAW COMMODITIES ACCOUNT CONTROL AGREEMENT

Charge 13

Registered 2011-09-27 Satisfied

JPMORGAN CHASE BANK, N.A.

US LAW PLEDGE AND SECURITY AGREEMENT

Charge 12

Registered 2011-09-27 Satisfied

JPMORGAN CHASE BANK, N.A.

ENGLISH LAW DEBENTURE

Charge 11

Registered 2011-07-11 Satisfied

PRUDENTIAL FINANCIAL, INC

US SECURITY AGREEMENT

Charge 10

Registered 2011-07-11 Satisfied

PRUDENTIAL FINANCIAL, INC

UK SECURITY AGREEMENT

Charge 9

Registered 2006-12-15 Satisfied

J P MORGAN CHASE BANK, NATIONAL ASSOCIATION, LONDON BRANCH

A DEED OF CHARGE

Charge 8

Registered 2002-10-18 Satisfied

EUROCLEAR BANK S.A./N.V.

SUPPLEMENTAL TO COLLATERAL AGREEMENT GOVERNING PLEDGES OF ADDITIONAL CASH COLLATERAL BY PARTICIPANTS IN THE EUROCLEAR SYSTEM

Charge 7

Registered 2002-10-18 Satisfied

EUROCLEAR BANK S.A./N.V.

COLLATERAL AGREEMENT GOVERNING SECURED BORROWINGS BY PARTICIPANTS IN THE EUROCLEAR SYSTEM

Charge 6

Registered 2002-03-27 Satisfied

DANSKE BANK A/S

CHARGE ON CASH

Charge 5

Registered 1998-04-20 Satisfied

DAIWA SECURITIES AMERICA INC.

MASTER REPURCHASE AGREEMENT

Charge 4

Registered 1998-04-20 Satisfied

DAIWA AMERICA STRATEGIC ADVISORS CORPORATION

MASTER REPURCHASE AGREEMENT DATED AS OF 28TH FEBRUARY AND CREATING A CHARGE

Charge 3

Registered 1996-11-21 Satisfied

LONDON STOCK EXCHANGE LIMITED

CHARGE IN FAVOUR OF LONDON STOCK EXCHANGE

Charge 2

Registered 1991-12-09 Satisfied

MORGAN GUARANTY TRUST OF NEW YORK

CUSTODY AGREEMENT

Charge 1

Registered 1980-04-29 Satisfied

1) THE FIRST NATIONAL BANK OF CHICAGO 2) HARRIS TRUST & SAVINGS BANK 3) IRVING TRUST COMPANY 4) MARINE MIDLAND BANK, N.A. 5) THE NORTHERN TRUST COMPANY 6) THE FIRST NATIONAL BANK AND TRUST COMPANY OF OKLAHOMA CITY

ASSIGNMENT