SOTHEBY'S

Company number 00874867 ·

Active

31 charges registered · 9 outstanding

Charge 29

Registered 2026-06-11 Outstanding

Deutsche Bank Trust Company Americas

UK registered trade mark sotheby’s (UK registration number UK00001283724), together with the other registered intellectual property rights referred to in schedule 3 of the charging document.

Charge 28

Registered 2025-09-10 Outstanding

Deutsche Bank Trust Company Americas

Charge 27

Registered 2025-04-03 Satisfied

Credit Agricole Corporate and Investment Bank

Please refer to schedule 3 of the charging document.

Charge 26

Registered 2022-10-19 Outstanding

Deutsche Bank Trust Company Americas (And Its Successors in Title and Permitted Transferees)

The specified intellectual property specified in the instrument including the trade mark with registered number 1283724. for more details please refer to the instrument.

Charge 25

Registered 2021-08-25 Outstanding

Deutsche Bank Trust Company Americas

Various intellectual property rights held in the name of sotheby's including: "the white baaz"; "ny rocks"; and "see the bigger picture". Please refer to schedule 3 of the security instrument for additional listings and details.

Charge 24

Registered 2021-07-23 Satisfied

Deutsche Bank Trust Company Americas

Various intellectual property rights held in the name of sotheby's including: "the white baaz"; "ny rocks"; and "see the bigger picture". Please refer to schedule 3 of the security instrument for additional listings and details.

Charge 23

Registered 2020-12-09 Satisfied

Deutsche Bank Trust Company Americas (As Collateral Agent and Trustee)

Various intellectual property rights held in the name of sotheby's including: "the white baaz"; "ny rocks"; and "see the bigger picture". Please refer to schedule 3 of the security instrument for additional listings and details.

Charge 22

Registered 2019-12-24 Outstanding

DEUTSCHE BANK TRUST COMPANY AMERICAS (AS COLLATERAL AGENT)

Charge 21

Registered 2019-12-24 Outstanding

DEUTSCHE BANK TRUST COMPANY AMERICAS (AS COLLATERAL AGENT)

Charge 22

Registered 2019-12-18 Satisfied

Deutsche Bank Trust Company Americas (As Collateral Agent)

Various intellectual property and trademarks held in the name of sotheby's including: "the white bazz" bearing registration no. 3230267; "sotheby's international realty" with registration no. 2391489 and "ny rocks" bearing registration no. 16961864. for additional listings and details please refer to schedule 3, part 1 of the security instrument.

Charge 21

Registered 2019-12-18 Outstanding

Deutsche Bank Trust Company Americas (As Collateral Agent)

Various intellectual property and trademarks held in the name of sotheby's including: "the white bazz" bearing registration no. 3230267; "sotheby's international realty" with registration no. 2391489 and "ny rocks" bearing registration no. 16961864. for additional listings and details please refer to schedule 3, part 1 of the security instrument.

Charge 20

Registered 2018-06-29 Outstanding

JPMORGAN CHASE BANK, N.A.

Charge 19

Registered 2018-06-29 Outstanding

JPMORGAN CHASE BANK, N.A.

Charge 18

Registered 2014-02-19 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION AS COLLATERAL AGENT FOR ITSELF AND FOR THE OTHER SECURED PARTIES, SUCH TERMS AS DEFINED IN THE CREDIT AGREEMENTS (AS REFERRED TO IN THE DEED OF CHARGE AND ASSIGNMENT)

Charge 17

Registered 2014-02-19 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION AS COLLATERAL AGENT FOR ITSELF AND FOR THE OTHER SECURED PARTIES, SUCH TERMS AS DEFINED IN THE CREDIT AGREEMENTS (AS REFERRED TO IN THE CHARGE OVER SHARES)

Charge 16

Registered 2014-02-19 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION AS COLLATERAL AGENT FOR ITSELF AND FOR THE OTHER SECURED PARTIES, SUCH TERMS AS DEFINED IN THE CREDIT AGREEMENTS (AS REFERRED TO IN THE DEED OF CHARGE AND ASSIGNMENT)

Charge 15

Registered 2013-01-07 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION

A DEED OF CHARGE AND ASSIGNMENT

Charge 14

Registered 2013-01-07 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION

A DEED OF CHARGE AND ASSIGNMENT

Charge 13

Registered 2011-08-18 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION

A DEED OF CHARGE AND ASSIGNMENT

Charge 12

Registered 2010-05-11 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION

CHARGE OVER SHARES

Charge 11

Registered 2009-09-15 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION (ACTING AS SECURITY TRUSTEE FOR ITSELF AND THE OTHER SECURED PARTIES)

A DEED OF CHARGE AND ASSIGNMENT

Charge 10

Registered 2009-09-15 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION (ACTING AS SECURITY TRUSTEE FOR ITSELF AND THE OTHER SECURED PARTIES)

A CHARGE OVER SHARES

Charge 9

Registered 2005-10-18 Satisfied

BANK OF AMERICA, N.A. (THE COLLATERAL AGENT)

DEBENTURE

Charge 8

Registered 2005-02-14 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION (ACTING IN ITS CAPACITY AS AGENT UNDER THE CREDITAGREEMENT AND AS TRUSTEE FOR ITSELF AND THE OTHER SECCURED PARTIES)

SUPPLEMENTAL DEED OF CHARGE AND ASSIGNMENT

Charge 7

Registered 2004-03-25 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION

A MASTER AGREEMENT FOR STANDBY LETTERS OF CREDIT

Charge 6

Registered 2004-03-25 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION (A DELAWARE CORPORATION ACTING IN ITS CAPACITY AS AGENTUNDER THE CREDIT AGREEMENT AND AS TRUSTEE FOR ITSELF AND THE OTHER SECURED PARTIES)

A CHARGE OVER SHARES

Charge 5

Registered 2004-03-25 Satisfied

GENERAL ELECTRIC CAPITAL CORPORATION (A DELAWARE CORPORATION ACTING IN ITS CAPACITY AS AGENTUNDER THE CREDIT AGREEMENT AND AS TRUSTEE FOR ITSELF AND THE OTHER SECURED PARTIES)

A DEED OF CHARGE & ASSIGNMENT

Charge 4

Registered 1987-10-09 Satisfied

CHEMICAL BANK MANUFACTURERS HANOVER TRUST COMPANY NATIONAL BANK OF DETROIT AND ANY BANKING AFFILIATE OF ANY OF THE FOREGOING THE CHASE MANHATTAN BANK (NATIONAL ASSOCIATION)

SUPPLEMENTAL DEBENTURE

Charge 3

Registered 1986-11-06 Satisfied

CHEMICAL BANK MANUFACTURERS HANOVER TRUST COMPANY NATIONAL BANK OF DETROIT THE CHASE MANHATTAN BANK (NATIONAL ASSOCIATION)

REVOLVING CREDIT AGREEMENT

Charge 2

Registered 1986-11-03 Satisfied

CHEMICAL BANK MAUFACTURERS HANOVER TRUST COMPANY NATIONAL BANK OF DETROIT THE CHASE MANHATTAN BANK (NATIONAL ASSOCIATION)

DEBENTURE

Charge 1

Registered 1985-10-22 Satisfied

THE FIRST NATIONAL BANK OF BOSTON

TRUST AGREEMENT