BREWIN DOLPHIN LIMITED

Company number 02135876 ·

Active

12 charges registered · 1 outstanding

Charge 11

Registered 2001-07-04 Outstanding

THE BANK OF NEW YORK

SECURITY AGREEMENT

Charge 11

Registered 2001-06-22 Satisfied

The Bank of New York

All personal property and fixtures of the company or in which the company has an interest wherever located and whether now or hereafter existing or now owned or hereafter acquired and whether or not subject to the uniform commercial code as in effect in the state of new york, including but not limited to any and all securities and other property held in the account under the terms of the global clearing and custody agreement and any cash balances held in any account maintained by the bank in connection therewith. See the mortgage charge document for full details.

Charge 10

Registered 1998-07-24 Satisfied

ROYAL BANK OF CANADA

SECURITY AGREEMENT

Charge 9

Registered 1993-05-11 Satisfied

THE INTERNATIONAL STOCK EXCHANGE OF THE UNITED KINGDOM AND THE REPUBLIC OF IRELAND

CHARGE

Charge 8

Registered 1993-04-20 Satisfied

MIDLAND BANK PLC

CONFIRMATION DEED

Charge 7

Registered 1993-04-19 Satisfied

MIDLAND BANK PLC

DEED OF VARIATION

Charge 6

Registered 1993-04-19 Satisfied

MIDLAND BANK PLC

FORM OF SECURITY SCHEDULE

Charge 5

Registered 1992-04-16 Satisfied

MIDLAND BANK PLC

DEED OF ASSIGNMENT OF GOODWILL

Charge 4

Registered 1992-04-16 Satisfied

MIDLAND BANK PLC

CHARGE OVER BANK ACCOUNTS

Charge 3

Registered 1992-04-16 Satisfied

MIDLAND BANK PLC

CHATTEL MORTGAGE

Charge 2

Registered 1992-04-16 Satisfied

MIDLAND BANK PLC

MEMORANDUM OF DEPOSIT & CHARGE

Charge 1

Registered 1992-04-16 Satisfied

MIDLAND BANK PLC

FIXED AND FLOATING CHARGE